Primary Deliverables for Phase One
Advanced Capabilities
Smart Orchestration: An intuitive, AI-assisted interface for interacting with domains, schemas, and advanced analytics frameworks specific to broker-dealer operations.
Domain-Driven Analytics: Pre-trained models tailored to the unique broker-dealer environment and data ecosystem, enabling sophisticated client segmentation, risk assessment, and market analysis.
Explainable AI Framework: Tools for robust version and input control and audit, ensuring transparency and interpretability of AI-assisted applications in compliance with regulatory requirements.
Data Asset Governance: Advanced data management capabilities that adapt to evolving regulatory requirements, ensuring compliance with FINRA rules and other relevant regulations.
Flexible and Robust Infrastructure: Cloud-native architecture designed to handle the massive data volumes and complex AI workloads typical in broker-dealer environments.